application with the SEC Office together with the relevant evidentiary documentation in accordance with the form and procedure prepared on the website of the SEC Office. Clause 6 In case the SEC Office has
information relating to securities offering which is prepared by an offeror under the Notification of the Office of the Securities and Exchange Commission governing dissemination of information relating to
Supervisory Board No. TorThor. 40/2554 Re: Rules, Conditions and Procedures for Securities Underwriting (No. 5) date December 29, 2011. 6 information relating to securities offering which is prepared by an
Procedures for Securities Underwriting (No. 5) date December 29, 2011. 6 information relating to securities offering which is prepared by an offeror under the Notification of the Office of the Securities
by virtue of Section 117; (3) preparing supplementary information for offer for sale of units of foreign collective investment scheme which was prepared and distributed in the country where home
_________________ Clause 5 An applicant shall submit an application with the SEC Office together with the relevant evidentiary documentation in accordance with the form and procedure prepared on the website of the
applicant shall submit an application with the SEC Office together with the relevant evidentiary documentation in accordance with the form and procedure prepared on the website of the SEC Office. Clause 6 1
affect the company’s credibility should it undertake fund management business; (3) The management company has shown that it has prepared, for the operations of the branch office to be established, the