investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
first time, such appraisal company shall submit an application in respect of its personnel to be lead appraiser at least 2 persons as well. Clause 7 The appraisal company submitting the application as
committee via other method and the meeting can be start sooner than mentioned above. If at least two committees requested for a meeting, the chairman should take any action to have such meeting to be held
Company is currently in the process of rectifying its status to be removed from possible delisting by the SET. 4) There is no material change in the Company’s Board of Directors and control of the Company
Company is currently in the process of rectifying its status to be removed from possible delisting by the SET. 4) There is no material change in the Company’s Board of Directors and control of the Company
borrowers’ income and expenses and the requirements of commercial banks’ relevant procedures. Therefore, debt quality imporvement may lag ongoing economic expansion. Last but not least, several government
’ meeting, the director (s) with possible conflict of interests, and/or the director (s) serving as connected parties, did not attend nor were eligible to cast votes at said meeting. (13) Opinion by The Board
to the regulations of acquisition or disposal of assets by having significant value for listed companies. (11) For said Board of Directors’ meeting, the director (s) with possible conflict of interests
the SEC Office of the details regarding the establishing domestic branch office, by using the form as provided on the SEC Office’s website, at least 5 business days before the opening date; or (2) in
least 5 business days before the opening date; or (2) in case of oversea branch office, the intermediary shall submit an application for obtaining an approval, by using the form as provided on the SEC