Bangkok, August 17, 2012 - The SEC imposed administrative sanction on seven investment consultants for their failure to record clients' securities or derivatives trading orders by suspending one

., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and

Bangkok, July 31, 2013 - The SEC suspended three investment consultants of ZMICO Securities Co., Ltd; two-month suspension on {A} and {B}, and one-month suspension on {C}.  In this connection, the

Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following

Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed

to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for

Inclusion, (9) Data Centres, (10) Information Security, (11) Service Innovation, (12) Information Management, (13) Green Government, (14) Business Process, (15) Government Transformation of the Year, and (16

17 paragraph one, Section 26, Section 57, Section 66, and Section 94 of the Royal Decree on Digital Asset Businesses B.E. 2561 (2018). The defendant's conduct constituted a single act violating

and the license fee for the agricultural derivatives business license are as follows: (1) thirty thousand baht per application; (2) one hundred and fifty thousand baht per license. The applicant shall

. Clause 8 The application fee and the license fee for the agricultural derivatives business license are as follows: (1) thirty thousand baht per application; (2) one hundred and fifty thousand baht per