Settlement Committee Order No. 57/2023 Dated 21/06/2023
conjunction with 33 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 58/2023 Dated 21/06/2023
the approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 65/2023 Dated 09
instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 66/2023 Dated 09/08/2023
required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 67/2023 Dated 09/08/2023
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
Committee Meeting No. 8/2023 Settlement Committee Order No. 71/2023 Dated 21/09/2023
Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. SEC Act S.300 Settlement Committee Meeting No. 1/2024 Settlement Committee Order
specified in the notification of the SEC. DAB Act S.94 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 2/2024 Dated 30/01/2024
for GMOZ’s failure to submit a financial statement for the year 2022 to SEC office and notify the financial statement on GMOZ’s website within the period specified in the notification of the Securities