Capital Market Supervisory Board. However, TTCL prepared and submitted the inaccurate financial statement for Q1 year 2020. Later, TTCL submitted the rectified financial statement for Q1 year on 28 February
”) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 1
procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S
which is the period specified by the Notification of the Capital Market Supervisory Board. However, the financial statement and key financial ratio for year 2023 was later submitted on 5 April 2023
transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56
the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act
year 2021 to the SEC within the specified period by the notification of the Capital Market Board. Criminal Complaints The statute of limitations ran out. SEC Act S.56(2) Criminal Complaint Filed with an
Mr. Jesada Supasai Mr. Jesada Supasai, the Chairman Of the Board Of Directors for the operation of Three Sixty Five Public Company Limited (TSF), shall be liable for TSF failure to prepare and submit
specified period in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official SEC Act S.56(2) Criminal Complaint Filed with an Inquiry Official Dated 03
MDE03_2018_20 March 2018 (Translation) No. 05/2018 March 20, 2018 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 3/2018 We, AEON