SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and
included investment advisory services and private fund management. In addition to keeping up with the fast pace of financial innovation, the draft amendment would reduce burdens on the qualified business
.?To achieve these strategic goals, the SEC is striving towards becoming a smarter regulator by empowering staff competency in line with the fast changing market landscape. In addition, technologies will
amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to
หุ้นระยะยาว และกองทุนรวมเพื่อการเลี้ยงชีพ (2) เป็นกองทุนรวมที่กำหนดเงินลงทุนขั้นต่ำไม่เกิน 1,000 บาท (สามารถยื่นแก้ไขโครงการฯ ในเรื่องดังกล่าว ได้ด้วยวิธีแบบ fast track
นระบบ digital IPO ของตลาดหลกัทรัพยฯ์ ส่วนกรณี PO แบบ fast track ใหย้ืน่แบบ filing ตามวธีิการท่ีก าหนดในขอ้ 5(2) ของประกาศปัจจุบนั ซ่ึงก าหนดวา่ “(2) กรณีเป็นการเสนอขายหุน้กรณีอ่ืนใดนอกจากกรณีตาม (1) หรือ
previous Form 69 – CIS full or Form 69 – CIS annually update. 3) Form 69 – CIS material update Filing within 10 business days – not counting Hong Kong public holidays – from the date of material changes to
Material Transactions Deemed as Acquisition or Disposal of Assets dated August 31, 2008 and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and
share, and the proposal of this matter to the shareholders’ meeting for further consideration and approval; 2. Approved the amendment of Clause 4 of the Memorandum of Association of the Company to be in
appropriately responsible for the accommodations and travelling expenses truly incurred from such visit, and the SEC Office may set a clear criterion for this matter. Clause 4 The information or documentation