SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
STPI collected an additional 2,212 million baht from its counterparty on top of the main contract. The said information was material to the STPI share price. This resulted in STPI?s Q1/2010 performance
based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger
; Failure to audit advance accounts; and Failure to audit payroll, consulting fees, and social security contributions. As a result, Ms. Sulalit failed to detect material misstatements in the
omit material facts in the financial statements or documents of STARK and its subsidiaries (financial statement manipulation) to deceive any person. Moreover, they also facilitated STARK in making false
, misrepresent, or omit material facts in the financial statements or documents of STARK and its subsidiaries (financial statement manipulation) to deceive any person. Moreover, they also facilitated STARK in
false entries or fail to enter any material statement in the accounts or documents of, or related to, Zipmex Thailand. This case is in the process of inquiry by the inquiry official. DAB Act S.82 88
”), knows the information on PTL’s performance in the consolidated and standalone financial statements of Q4/2016 through monthly financial statement of January and February 2016. The information is material