than the deadline prescribed by the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such report to the SEC Office on 2 June 2022, thereby submitting its Management’s
") for the year 2021 later than the deadline prescribed by the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such report to the SEC Office on 23 June 2022, thereby
specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official
within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(2)(3)(4) Criminal Complaint Filed with an
specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(4) Criminal Complaint Filed with an Inquiry Official Dated
2023 within 1 April 2024 which is the period specified by the Notification of the Capital Market Supervisory Board. However, APEX has not submitted the aforementioned financial statement and report to
2023 which is the period specified by the Notification of the Capital Market Supervisory Board. However, DR has not submitted the financial statement to the SEC office. This case is in the process of
September 13, 2023. However, Mr. Praphol submitted the Form 246-2 on June 13, 2025, which constitutes a late filing beyond the period prescribed by the Capital Market Supervisory Board. SEC Act S.246
the specified period by the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.Section 56(1)(2)(4) Criminal Complaint Filed with an
institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role