company in category of mutual fund management company or private fund management company, such securities company shall have shareholders’ equity presented in latest financial statement, audited by auditor
presented in latest financial statement, audited by auditor, not less than the ratios as specified in the Notification of Securities and Exchange Commission concerning the Maintaining Capital Adequacy of
statements, use NTA from consolidated financial statements (data should be extracted from the latest financial statements) NA Calculation based on net operating profits (Net operating profits of the investment
latest financial statement, = 10.40% reviewing by Certified Public accountant of the Company, as of June 30, 2019) On the other hand, calculating transaction size by taking total capital budgeting of Baht
for the nation, they are required to comply with relevant domestic and international rules and regulations at present and in the future. The latest trend focuses on consumer rights protection to ensure
professional law firm for maximizing the Company's benefits. The cost of litigation fees in the year 2017 are in the total of Baht 12.69 million. As for other administrative expense, the Company still maintain
comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm executive or mutual fund manager or private fund manager on the renewal application date