Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force from the day following the date of its publication in the Government Gazette except
its client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. 16 Amended by Notification of the Securities and Exchange
) 4. Notification of Capital Market Supervisory Board 44/2552 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange Commission Sor Thor. 34/2556 Arrangement in
Commission 51/2560 (Synopsis) 29/12/2017 16/01/2018 5. Notification of the Office of the Securities and Exchange Commission SorThor. 84/2558 Provisions for Licensed Derivatives Brokers in Case of Having
Securities and Exchange Commission Sor Thor. 38/2565 Rules in Detail on Establishment of Information Technology Systems 28/09/2022 01/07/2023 Report/Form (Notification of Securities and Exchange
business. Clause 9. In maintaining the status of being listed in the register of person qualified to be fund manager, a person shall: (1) Attend a refresher course relating to securities and exchange laws