entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall consider received information as prescribed in Clause 31 in order to identify the real
and other indebtedness with seniority to the debt securities. If the rights of the debt securities holders will be subordinated to other securities holders or creditors, identify, as of the most recent
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
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