of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational

financial statements for the year 2020 and the management discussion and analysis for the year 2020 have not yet been submitted through the transmission system of the Stock Exchange of Thailand. This case is

. 20/2547 Rules for Derivatives Fund Management   16/04/2004 01/05/2004 2. Notification of the Office of the Securities and Exchange Commission   12/2549    31/03/2006 01/05/2006 3. Report/Form

Certification of auditor’s professional qualification Date ........ Month .......................... Year ............... Dear Secretary General of the Securities and Exchange Commission of Thailand

Derivatives Exchange, as detailed in Chapter 2; (2) Business Continuity Management and Security of Information Technology Systems, as detailed in Chapter 3; (3) Retention of Information and Documents, as

The Risk Management Committee (RMC), under the Securities and Exchange Commission (SEC), convened the No Gift Policy Meeting for year 2024. Mrs. Pornanong Budsaratragoon, SEC Secretary-General and

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

representatives of private funds; “Office” means the Office of the Securities and Exchange Commission. Clause 3. In appointing representatives under this Notification, if the management company appoints the persons