approval has been granted by the Capital Market Supervisory Board. For the purpose of expanding business opportunity for securities companies, the Securities and Exchange Commission, acting as the Capital
. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities
as specified in the Securities and Exchange Act B.E.2535 (1992) , the Trust for Transactions in Capital Market Act B.E. 2550 (2007), and the Notification of the SEC Office regarding Approval of
the SEC Office regarding Approval of Auditors and will perform my work in accordance with such Acts and Notification. I fully realize that in case I fail to comply with the Securities and Exchange Act
Securities and Exchange Act B.E. 2535 (1992) prescribes that an appointment of person to be director or manager of a securities company shall be made only with an approval from the SEC Office, the SEC Office
/2015 4. Notification of the Securities and Exchange Commission KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied) 05/11/2008 16/11/2008 Notification of the
and Exchange Commission 25/2545 28/03/2002 16/04/2002 Report/Form (Notification of Securities and Exchange Commission) Form 90-17 Application for an Approval on Establishment of a New Limited
Exchange Commission SorNor. 43/2544 Rules, Conditions and Procedures for the Approval of Mutual Fund Managers 28/09/2001 01/10/2001 Reports/Forms 9. Notification of the Office of the Securities and
Application for approval as trust manager under the Notification of the Office of the Securities and Exchange Commission concerning rules, conditions and procedures for granting approval as trust manager and
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards