for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data
that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation
, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having appropriate, reliable and efficient operating system to support an intermediary ’s
appropriate, reliable and efficient operating system to support an intermediary’s business continuously in order that [i] the intermediary would be able to provide services for the best interests of a client
of interest and other encumbrance. Where there is a disclosure of the investment portfolio, it should be disclosed to all investor equally; (3) Using of adequate and reliable information, documents or
reliable information, documents or referenced evidence in making investment decision; (4) Potential investment risks are managed when making investment decision. The investment shall be done reasonably and
expand their business as criteria for consideration of their debt servicing ability, provided that clear and reliable documentary evidence is submitted. Act Exempting Tax Penalties, Surcharges and
distribution costs decreased 17% since the Group could control costs and expenses more effectively. Administrative expenses increased 103% since the Group compensated a voluntary resignation plan to the
of distribution and administrative expenses was 0.88% when compared to the same period last year. Since the company has restructured its organization to allocate staff to work and to control expenses