. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and Section 97 of the Securities and

Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry ------------------------------ By virtue of the following Sections: (1) Section 16/6 and Section

report the disclosure of related information under Section 56 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Additionally, the rectified financial statements and the rectified reports must be

determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,385,440.00 Baht  

financial statements through the SET Information Transmission System. 30/07/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

with the normal market condition. 03/03/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the

not necessary nor reasonable to grant an extension; and determined that Mr. Suphanan has consistently acted in an obstructive manner and made no effort to solve IFEC problems since the start of the

and paid a fine in the amount of 500,000 baht as determined by the Settlement Committee on March 16, 2012. His case shall thus be regarded as settled under Section 317 of SEA.  The above complaint also

Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 35 and Section 41(3) of the Securities and Exchange Act B.E

Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 92 of the Securities and Exchange Act B.E. 2535 (1992) and