___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have
price and has met the technical requirements. In addition to the price, the Company has carefully considered other factors e.g. work experiences, past performance, financial situation, etc. for the
- fall within the disclosure requirements under the Notifications of the Capital Market Supervisory Board No. TorJor 20/2551 re: Rules on Entering into Material Transactions Deemed as Acquisition or
comparison during year 2019 which is a guideline that can be done according to the requirements of the said financial reporting standards thus group of company choose to adjust list of cumulative happened from
, with the key points as follows: (1) Revising the qualification requirements imposed on applicants for listing on SET and the mai (Market for Alternative Investment) whereby the criteria for considering
minimum requirements for business operators and protect investors.?The SEC has also cooperated with the Bank of Thailand and the Office of Insurance Commission to build a supervisory linkage that ensures
investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
audits of financial statements for periods ending on or after 15 December 2016. New requirements to disclose key audit matters are viewed as a potential game changer in enhancing the quality of auditing
กำหนดด้านจรรยาบรรณที่เกี่ยวข้อง (Ethical requirements: ER) พบว่าสำนักงานสอบบัญชีบางแห่งปฏิบัติตามข้อกำหนดด้านจรรยาบรรณยังไม่เพียงพอและเหมาะสมหลายด้าน เช่น กระบวนการตรวจสอบความเป็นอิสระไม่เพียงพอ โดยพบ