Notification shall come into force on the following day of its publication in the Government Gazette. Notified this 13rd day of July 1996. Mr. Bodee Junnanon Chairman Securities and Exchange Commission
, which is proportionate to the number of shares held by each shareholder. Clause 2 This Notification shall come into force from the day following the publication date in the Government Gazette. Notified
…..……………………… units Redemption ……..…………………… units Balance at the end of the calendar year on 31 December 20________ ……..…………………… units Dated this ______________ day of _____________ Signature
@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection. Investors and the public can file a
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
specified, and such committees shall not be responsible for the day-to-day operation. A securities company not keeping its customers’ assets in its possession is allowed to establish any mechanism or
audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a further fine of 200 Baht each day during which the contravention continued (174 days
fine of 500 Baht each day starting from June 1, 2021 until December 13, 2021. Since the accused pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 10,000 and a further fine