business; (5) mutual fund management business; 2 (6) private fund management business; (7) securities borrowing and lending business. Clause 4 In the case where a person having the following qualifications
in the following cases: (1) the public offering of the debt securities shall be in accordance with the criteria set out under Part 2; (2) the private placement of the debt securities shall be in
such documents and information in order that the shareholders will receive information with complete details, sufficient for the vote casting. Furthermore, with respect to the Investment in KPN Academy
assets to ensure accurate and complete conclusion before preparing and disclosing the IFA report even though there was material inconsistency with the information disclosed via the Electronic Information
ASEAN CIS Framework will make a complete set of both the offering of ASEAN CIS to retail and non-retail investors, thereby opening the door for more business opportunities by the private sector and offer
securities business in the following categories: (1) mutual fund management; (2) private fund management; or (3) brokerage, dealing or underwriting, excluding brokerage, dealing or underwriting limited to debt
the public. Annual General Meeting of Shareholders (AGM) continued to stand out in terms of agenda preparation, poll voting, and complete and timely minutes of meetings. Areas for improvement are
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
excess of their shareholding on a private placement basis to Mr. Somprasong Panjalak who are not a connected person of the Company, at the offering price of THB 1 per share (the “Private Placement Offering