, in the aspect of investor protection, the proposed regulation requires that Thai listed company offering ESOP must comply with criteria for existing shareholder protection (i.e. dilution effect). In

Bangkok, October 22, 2015 ? The SEC will co-host the 2015 OECD-Asian Roundtable on Corporate Governance in collaboration with the Organisation for Economic Co-operation and Development (OECD), the

Directors Association (IOD) in partnership with the Government of Japan, the roundtable is a forum for discussing guidelines and cooperation in promoting good governance in Asia as well as keeping pace with

22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18

, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor

 in the capital market can fulfil the SMEs needs to achieve such goal. We also hope that the collaboration under this MOU will increase the potential of SME operators and make the evolvement of

collaboration and partnership? Role of the Capital Market” ในการประชุมหุ้นส่วนเชิงนโยบายด้านการเพิ่มการมีส่วนร่วมของสตรีในระบบเศรษฐกิจ (Policy Partnership on Women and the Economy: PPWE) ครั้งที่ 2 เพื่อแลก

-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions.  Moreover, in cooperation with securities business operator, the SEC sets up standards and

“Navigating the Digital Asset Landscape: Development and Supervision of Digital Assets in the Region.” The event was organized by the Securities and Exchange Regulator of Cambodia (SERC) in collaboration with

The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in