Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators
). “derivatives business” means the undertaking to provide services as the following: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other
, which is increased by Baht 915 million or 13% compared to the total revenues of Baht 7,165 million for 2017. The increase results from higher revenue from related technology business and lower revenue
decrease was mainly due to the lower revenues from enterprise solutions business and EMS business. The Group’s profit for the first quarter of 2019 amounted to Baht 81 million, which was decreased by Baht 35
with the last quarter, as follows: (Unit: Million Baht) For the third quarter For the period of nine months Company/business 2017 2016 Increase(decrease) 2017 2016 Increase(decrease) Producer and
, comparing with the last quarter, as follows: (Unit: Million Baht) For the third quarter For the period of nine months Company/business 2017 2016 Increase(decrease) 2017 2016 Increase(decrease) Producer and
Q1’ 2018, which is increased by Baht 407 million or 26% compared to the total revenues of Baht 1,570 million for Q1’ 2017. The increase results from higher revenues from telecommunication business and
decrease was mainly due to the lower revenue from enterprise solution business. The Group’s profit for the third quarter of 2019 amounted to Baht 112 million, which was decreased by Baht 25 million or an