Rules for Being Settlor and Trustee of Real Estate Investment Trust
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
previous on 24/11/2018 Extended for 12 months, due date on 24/11/2019, the remaining loan amount of 57.59 million baht, interest rate amount of 3.46 million baht 2. ** The transaction being over 6 month. 3
result to financial status of an intermediary ; (b) affected trade of capital market products deviated from regularity; (c) being the manner of inappropriate investment as a professional; (d) bringing
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
will obtain the loan amount 50,000,000 Baht (Fifty Million Baht) without collateral or guarantee for a term of repayment not exceeding 2 months from the transaction date with interest rate at 4.83% per