reference. Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors
net worth investors and venture capital enterprises, but no more than 300,000 baht to each individual investor. A combined amount sold to individual investors must be no more than four times of
, insurance company, and mutual fund (2) high-net-worth individual (3) retail investor or juristic person with minimum of 2 million baht initial subscription. The persons in (2) and (3) will be required to have
investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit regulators and audit
and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit
principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance
-related funds, the maximum tax-deductible amount is capped at 500,000 baht. Individual taxpayers are not required to make contributions every year. Moreover, SSF provides policies allowing the investors
raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data
individual, in particular tax privilege; and (iii) any person or group of persons will not be allowed to dominate mutual fund management.Key proposed revisions require retail fund and money market fund to