offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more
stock. The SEC finding showed that {D} sent trading orders on behalf of the client and informed him afterwards. {D}'s actions were deemed unfit for the status of investor contact. The actions of three
? wrongdoings are in contravention of Sections 311 and 315 of the Securities and Exchange Act B.E. 2535 (1992). The SEC investigation stemmed from a referral from the Stock Exchange of Thailand identifying
, Bangkok. Furthermore, SEC Thailand Assistant Secretary-General, Mrs. Charuphan Intararoong also participated in this seminar and conveyed deepest gratitude and sincere appreciation to Mr. Richard
Raising Bureau of the Thai Red Cross Society 3. Mrs. Pornanong Budsaratragoon, SEC Secretary-General 4. Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General 5. Ms. Jittikarn Wongkampoo, SEC
falling victims to investment scams, and learn positive financial planning strategies for retirement. Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, gave welcoming remarks to over 100
from Chiang Mai University, and 100 students from Chiang Rai Rajabhat University during 21-22 August 2024.(21 August 2024) Mr. Niti Intarawicha, Assistant Director of the Corporate Finance Department
The Securities and Exchange Commission (SEC), represented by Ms. Rattaya Kotcharag, Assistant Director of the SEC Complaint Center, participated in a panel discussion on scammer tactics under the
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General, participated in a panel discussion on scammer tactics under the Building Thai
, Committee Member (second right)5. Mr. Thitiwat Wongwanakul, Committee Member and Assistant Secretary (far right)6. Mrs. Pornanong Budsaratragoon, SEC Secretary-General (third left)7. Mr. Anek