protect the customers’ optimum benefit, on the basis of integrity, prudence and due care. Clause 11. To ensure that the management company shall carefully invest or seek benefit for a fund from securities

its best effort to protect its customers’ interest, take into account and protect the customers’ optimum benefit, on the basis of integrity, prudence and due care. Clause 11. To ensure that the

, take into account and protect the customers’ optimum benefit, on the basis of integrity, prudence and due care. Clause 11. To ensure that the management company shall carefully invest or seek benefit for

broker shall conduct customer due diligence for time to time and shall require to update customer’s information, beneficial owner and controlling person of the customer as well as review debt repayment

derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25. 13 Derivative broker shall conduct customer due diligence for time to time and shall

derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25.13 Derivative broker shall conduct customer due diligence for time to time and shall

3.2 กระบวนการรู้จักลูกค้าและการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (Know-Your-Customer/ Client Due Diligence : KYC/CDD ) ( บล. ต้องทำ KYC/CDD โดยระบุให้ได้ถึงบุคคลที่ได้รับประโยชน์และบุคคลที่มี

fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed by the

fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed by the

qualified to be fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed