ติังานเก่ียวกบัการรู้จกัลูกคา้และตรวจสอบเพื่อทราบขอ้เทจ็จริงเก่ียวกบัลูกคา้ (Know Your Customer/ Customer Due Diligence : KYC/CDD) แนวทางปฏิบติัเพิ่มเติมส าหรับนกัวเิคราะห์การลงทุน 4.4 ตอ้งปฏิบติัตามหล
changes to such systems are urgent, such fund supervisor may inform the Office of such urgency to request the result of the consideration for such change approval before the fifteen-day deadline is due. Any
changes to such systems are urgent, such fund supervisor may inform the Office of such urgency to request the result of the consideration for such change approval before the fifteen-day deadline is due
วิศวกรรม เกี่ยวกับการก่อสร้าง การตรวจสอบอย่างผู้มีวิชาชีพเพื่อให้ความเห็นเกี่ยวกับอสังหาริมทรัพย์ (due diligence) การศึกษาความเป็นไปได้และความเหมาะสมในการลงทุนในอสังหาริมทรัพย์ เป็นต้น (6) การปฏิบัติหน้าที่
responsible for the damage occurring to the financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the rehabilitation plan was not approved by
for the damage occurring to the financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the rehabilitation plan was not approved by an
analyze securities investment; “investment advice” means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or any other securities
investor contact who cannot analyze securities investment; “investment advice”3 means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or
means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or any other securities; “securities investment analysis”4 means an analysis on