loss; otherwise clients are not permitted to withdraw the remained money from the account, causing damages in millions of baht to some investors. The companies then seem to disappear but in fact remain
securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation
through bank accounts bearing the same name as the customer. The use of third-party bank accounts or cash transactions will not be permitted. (2) In cases where cash is deposited at a bank into a trading
Officer on Rules and Practices regarding Currency Exchange (No. 25), dated August 30, 2017, which included the following key points. 1. Authorized money changers are permitted to exchange foreign currency
Act aims to enhance personal data protection efficiency, with the implementation of rectification measures for data subject whose fundamental rights have been violated. The collection, usage or
Objectives of the Supervision of Securities Clearing Houses and Central Securities Depositories Clause 2 A securities clearing and settlement system is a fundamental system which has connection to the
, income, purchasing power, product sales and eventually economic growth. We urge all parties to cooperate, starting from providing fundamental knowledge on financial management and investment,? said SEC
, the SEC and relevant agencies have jointly drafted single form templates as follows: (1) entry form (e.g., an application form) for gathering fundamental information before an intermediary can provide
, financial and investment education, financial planning and fundamental knowledge on risk management.?The MOU signing aims to promote the exchange of information and action plans on knowledge management
. Clause 10. For an advertisement related to a promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the