clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the
securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of
client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
Industry PUBLIC COMPANY LIMITED Disclosure Business News ( 5 record(s) found) Date Time Heading Link 23/12/2020 12:48 Approve the disposal of investment in Safe Energy Holdings Co., Ltd. (Edit) 22/12/2020 13
/2566 12:56 การขายหุ้นใน Star Energy Geothermal Pte. Ltd. และ Star Phoenix Geothermal JV B.V. (ฉบับแก้ไข) 27/12/2565 08:27 การขายหุ้นใน Star Energy Geothermal Pte. Ltd. และ Star Phoenix Geothermal JV B.V
Department, extended the SEC congratulations to the Revenue Department on its 109th Anniversary. Mr. Somsak Anuntawat, Principal Advisor on Strategic Tax Administration (Energy Industry), gave a warm welcome
Energy Earth Public Company Limited Energy Earth Public Company Limited ("EARTH") failed to comply with the instruction of SEC to submit additional reports or documents and concealed