Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in
GENERATING PUBLIC COMPANY LIMITED Disclosure Business News ( 2 record(s) found) Date Time Heading Link 05/01/2023 12:56 Sales of Shares in Star Energy Geothermal Pte. Ltd. and Star Phoenix Geothermal JV B.V
AI Energy Public Company Limited AI Energy Public Company Limited (“AIE”), a securities issuer, failed to submit the reviewed financial statements for Q3/2016 to the Stock Exchange of Thailand and
Dragon Energy Technology and Organizer Company Limited Dragon Energy Technology and Organizer Company Limited reported an incident in which the Company breached the debt repayment agreement for the
Energy Mahanakhon Company limited Energy Mahanakhon Company limited ("EMN") colluded with Mr. Phornlert Techarattanopas and Miss Yaowalug Pukpikul offered to sale EMN stock as a newly
Energy Earth Public Company Limited Energy Earth Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2019 (2) the annual report for the year 2019
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and