account for Sippakorn to send trading orders, facilitated respective payments for the provided account, and used such client's account for his own securities trading. Furthermore, he ordered a subordinate
who are entitled to attend the Extraordinary General Meeting of Shareholders No.1/2019 (Record Date) To: President The Stock Exchange of Thailand Reference is made to the fact that East Coast Furnitech
August 28, 2019 Re: Clarification of the operating results of company and its subsidiaries for the year ended December 31, 2017 To: Boards and Managements The Stock Exchange of Thailand K.C. Property
1/4 August 28, 2019 Re: Clarification of the operating results of company and its subsidiaries for the year ended December 31, 2017 To: Boards and Managements The Stock Exchange of Thailand K.C
1 Translation CEN 031-2018 August 14, 2018 Subject : Management Discussion and Analysis for business operation of Quarter 2-2018 To : The Manager and President The Stock Exchange of Thailand Business
Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
a value ranging from 25 to 150 million baht each, and then misappropriated the proceeds by counterfeiting the company’s meeting documents, jointly opening a bank account for receiving the B/E transfer