Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the company and siphoning company?s benefit through securities trading transactions. From the SEC?s probe
: ? Speculation risk: lending practices should be more cautious ? whether it be margin lending for securities trading or commercial banks? personal and commercial loans ? and financial institutions should not
close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2
. OCMSET / 1905/002 May 8, 2019 Subject: Clarification of the operating results for the three-month period of 2019, change of rate more than 20 percent Dear Director and Manager the Stock Exchange of
, and venture capital firms, on 19 December 2019. Methods for fund mobilization and trading of shares of SMEs and startups on secondary markets were discussed. Conclusions from said discussion are as
(-Translation-) Ref. No. SorNor. 036/2018 August 10, 2018 To: The President The Stock Exchange of Thailand Re: Disclosure of Information regarding Connected Transaction by Subsidiary Whereas, the
addition, the company had the future loss from trading securities as amount of 44.76 million baht caused from the change of market price of stock from the investment at June 30, 2019. The stock price is
ที่ กบร No. Lor Gor. 016/2020 May 13, 2020 President The Stock Exchange of Thailand Re : Clarification on the company’s over 20% change in its operating results for 2nd quarter, 2020 Dear Sir, Thai
Our Ref: APURE 033/2020 13 November 2020 Subject Clarification on 3rd Quarter’s Operating Performance (3/2020) Attn. To President The Stock Exchange of Thailand The company clarifies causes and