consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in
Mr. Phonlakrit Klamkruea Mr. Phonlakrit Klamkruea, an authorized director of Dragon Energy Technology and Organizer Company Limited was responsible for the company's operations. His failure to
Saishin Energy LLC. Saishin Energy LLC. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
GENERATING PUBLIC COMPANY LIMITED Disclosure Business News ( 2 record(s) found) Date Time Heading Link 05/01/2023 12:56 Sales of Shares in Star Energy Geothermal Pte. Ltd. and Star Phoenix Geothermal JV B.V
Energy Absolute Public Company Limited Energy Absolute Public Company Limited ("EA"), a securities issuer, failed to prepare and submit the key financial ratio report for the year 2022
Energy Earth Public Company Limited Energy Earth Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2019 (2) the annual report for the year 2019
Dragon Energy Technology and Organizer Company Limited Dragon Energy Technology and Organizer Company Limited reported an incident in which the Company breached the debt repayment agreement for the
AI Energy Public Company Limited AI Energy Public Company Limited (“AIE”), a securities issuer, failed to submit the reviewed financial statements for Q3/2016 to the Stock Exchange of Thailand and