undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment

, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR;  (2) In the case where a local securities company has a foreign securities company as a client, the

purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR;       (2) In the case where a local securities company has a foreign securities company as a

The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current

On 22 March 2024, the Securities and Exchange Commission (SEC) collaborated with capital market organizations, namely – the Federation of Thai Capital Market Organizations (FETCO), the Stock

eligible digital asset-related services are: (1) Digital Asset Exchange, (2) Digital Asset Broker, (3) Digital Asset Dealer, (4) Digital Asset Fund Manager, (5) Digital Asset Advisor, and (6) Digital Asset

Bangkok, 27 June 2024 – The Securities and Exchange Commission (SEC) would like to inform the public that the asset attachment order imposed on Mr. Chanin Yensudchai, former director of Stark

The Securities and Exchange Commission (SEC), in collaboration with the Federation of Thai Capital Market Organizations (FETCO) and the Thai Digital Asset Operators Trade Association (TDO), co

prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to

://publish.sec.or.th/nrs/10175s.pdf;  (4) Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 7/2567 Re: Determination of Fees on Filing of the Registration Statement, Registration and