Underlying Shares, dated 15 December 2008. However, the SEC has found that NEWS failed to disclose the dilution effect of NEWS-W8 offering on the shareholders in the AGM 2024 notice that included the agenda

company shares and are one of the factors in the selection of securities for SET50, SET100 and SETHD. Yet, given that these important criteria were last revised in 2008, SEC views that it is appropriate for

during July 21st August 20, 2008, the SEC probed into the case and found that {A} {B} {C} five other accomplices, and another unknown person had colluded to trade UKEM shares through seven persons

. (FOCUS) share price during April 24-25, 2008. His offense is in violation of Section 243 (1), Section 244 and Section 243(2) of the Securities and Exchange Act of 1992 in conjunction with Section 86 of the

and found that during March 18 ? October 9, 2008, Boonchai, TYM Managing Director and major shareholder, Boonchoke, TYM major shareholder, Vallaya, Pichai, Duangruethai, Prasong, Pattanuch, Luckkana (or

probed into the case and found that during March 18 ? October 9, 2008, Sornnon, Naraporn, Nacharat and Thanatdej (or Jiraphoj) together with other 10 persons (one person died) colluded or agreed to trade

customer since 2008. On April 24, 2011, {A} sent a letter that she accepted the trading decisions without the client's instructions. In addition, she had been authorized by her client to make securities

on standards of conduct.  The FOCUS and IFEC manipulations took place in 2008. The SEC had already filed a criminal complaint against the wrongdoers and aiders while the Settlement Committee had

(TUCC) during October 1 - 31, 2007, and S.E.C Auto Sales and Services PLC (SECC) during September 12 - November 24, 2008 by allowing the use of his trading account and facilitating price settlement. On

Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 130 of the Securities and Exchange Act B.E. 2535 (1992