the Stock Exchange of Thailand, the Association of Thai Securities Companies, the Investment Banking Club, the Association of Investment Management Companies (AIMC), as well as high-ranking officials
} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to
unlawful gains for the benefit of herself and others, in violation of Section 311 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Phra Suthep Arpassaro (Panpai) and Vachala Pisitsak were also
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
based on reasonable evidence indicating that the said persons agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the
. Sittapawee Chawaranggoon, and (13) Miss Mewika Disri, colluded to manipulate the stock price of (1) SCI Electric Public Company Limited (SCI) between 25 November 2019 and 12 December 2019, (2) Global Service
Powertech Company Limited (“IGP”), which 51% shares owned https://market.sec.or.th/public/idisc/Views/Download?FILEID=dat/news/201909/19089007.pdf 20093956.pdf Stock Exchange of Thailand as follow: 1. Total
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, facts and evidence were found leading to the belief that Worawoot, COL director and the
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows