According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
Special Investigation (DSI) for manipulating prices of 12 securities during 2008-2010.With referral from the Stock Exchange of Thailand on irregular trading condition of 12 securities, the SEC probed into
referral from the Stock Exchange of Thailand concerning derivatives trading of a client of Kasikorn Securities PLC. The securities firm probed into the case and found that {C} was the one taking care of the
Group on Sustainable Finance, consisting of the Fiscal Policy Office, the Bank of Thailand, the Securities and Exchange Commission, the Office of Insurance Commission, and the Stock Exchange of Thailand
the amount according to the notification of the Securities and Exchange Commission (BorJor/Por 22-01), and The Stock Exchange of Thailand, in the topic of the Disclosure of Information and Other Acts of
cooperation with the Ministry of Interior, National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Federation of Thai Industries, Thai Chamber of Commerce
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during December 2017 – February 2018, Chantip, by virtue of her position as
investors? investment choices.In addition, the floor conversion price of Basel III tier 2 instruments has been set at 50 per cent of the commercial banks? common stock prices at the offering period. The floor
Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been
referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed