those 13 offenders in the Civil Court for imposition of the applicable statutory maximum penalties, based upon the details of individual case of manipulated shares, which collectively comprise a fine
prices were within the range which the client previously expressed interest in. She thought that the shares could be sold to take profit in the similar manner as the client's purchase made in the morning
sold SUPER shares in his own and other persons? trading accounts to gain personal benefits.Securities trading based on non-public information that is material to the change in securities price is deemed
holds 88 percent shares of GEP-Myanmar. If approved, it would also be a significant transaction worth over 7.95 times of the total tangible asset of VTE.The independent financial advisor has viewed that
Exchange Act B.E. 2535 (1992) (SEA) with details as summarized below:? M.L. Tossuwan, Premchai, Apinuntakan, Sarunya, and Kitja for ratifying GEN?s prior investment in P Plus P Plc. ' s shares and warrants
structure, business expansion or production capacity. Such PE investment in newly established business or non-listed company is called venture capital (VC). An investment of PE aims for making profits and
price fluctuations in the assets such as shares, government or corporate bonds and properties. Stakeholders should thus have a prudent risk management scheme ready for any possible scenarios,? concluded
outstanding shares of the infrastructure company. Types of infrastructure include rail system, toll way, electricity, water supply, airport, deep sea port, telecommunication and alternative energy, providing
underwriting of TAKUNI and CCN securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or
subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the