... hearing322567en.pdf follows: 1. The amendment to the definition of “ digital asset ” by reducing the scope of digital asset from being an electronic data unit created in any electronic system to include only “crypto

.pd... hearing322567en.pdf follows: 1. The amendment to the definition of “ digital asset ” by reducing the scope of digital asset from being an electronic data unit created in any electronic system to

Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to

as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.  

provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their

dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities

Advisors and Scope of Work. The SEC, therefore, has suspended the approvals of {X1} Securites and {A} as financial advisor and financial advisory supervisor throughout the remaining periods of their

giving advice on trading derivatives contracts with underlyings of gold, precious metals, oil and foreign currencies, in a foreign market beyond the scope of permissible businesses granted to her employer

enterprise sector, expanding the scope of services and customers in the Private sector have continued growth for both new customers and current customers that expand the scope of services in the insurance

mainly increased from the customers in the Government and State enterprise sector, expanding the scope of services and customers in the Private sector have growth for both new customers and current