(2) as the case may be. For the purpose of Paragraph 1, the term “senior management” means manager, assistant manager, or a person whose position is in the same level as the aforesaid position but is
) ข้อมูล Sustainability Development CG Score 1/ คะแนน CG AGM Level 2/ คะแนน AGM Thai-CAC 3/ Thai CAC 3/ ได้รับการรับรอง Thailand Sustainability Investment 4/ Thailand Sustainability Investment n/a Ranking
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
Notification. Clause 11. For the purpose of rendering the securities companies to efficiently comply with the regulation prescribed in this Notifiaction with the same level of standard, the securities company
Notifiaction with the same level of standard, the securities company shall comply with the guideline on operational control and information technology security of securities companies as prescribed by the Office
period except for those of similar activities. 2. Further education 2.1 Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course (at least Level 1) during the past
) course (at least Level 1) during the past two calendar years prior to expiration of approval term; 2.2 Master’s degree or higher from educational institutions accepted by the Office during the past two
Analyst (CISA) or the Chartered Financial Analyst (CFA) course (at least Level 1) during the past two calendar years prior to expiration of approval term; 2.2 Master’s degree or higher from educational