to March 27, 2009, Maris, then ING Funds managing director and T.U. Dome fund manager, and Burim, also T.U. Dome fund manager at that time, had performed their duties dishonestly by proceeding for T.U
international accepted standards. Thai listed companies will be allowed to raise fund and use Thai auditors in EU jurisdiction; thereby enhancing their competitive edge in the long run. At present, EC has
SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make
Help Center at 1207 or complain@sec.or.th for further investigation,? Vasant added.
the ASEAN Economic Community Blueprint 2015 can be found at the ACMF website www.theacmf.org & www.asean.org.
Bangkok, March 1, 2016 - The SEC has suspended {A}, a securities investment consultant at Bangkok Bank PCL., for failing to inform a client of material information, which consequently incurred
NMG shares at approximately the same period of time in an attempt to take over NMG business. The three parties? combined acquisitions exceeded any 5 percent trigger point and eventually the 25 percent
another person. Further investigation revealed that similar dishonest acts had been committed earlier as Atchima had also taken similar exams for Laddawan, Orapin, {A} and other persons at the total of 15
calling 0-2237-1199. Investors are strongly advised to consult the License Check banner at www.sec.or.th before making investment decisions. Information on suspecious unlicensed securities business