Exchange Commission: (1) The securities companies licensed to undertake all securities businesses in the category of securities brokerage, securities dealing, investment advisory service and securities
. Meanwhile, domestic branded sales slightly increased. Net loss in Q2/2018 was Baht 15 million, a decrease due to 1) a one-time cost of financial advisory fees and legal consultant fees of Baht 22 million
Investment Advisors and Appointment of Investment Advisory Agents dated 14 September 2001 as amended by the Notification of Securities and Exchange Commission No. KorKhor. 20/2548 Re: Rules, Conditions and
accordance with the ones established by the IFAC; 3 (4) “auditing advisory committee” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in
totaled Baht 801 million, an increase of 49.9% yoy from Baht 535 million. Financial advisory and underwriting fees totaled Baht 560 million 1 . Meanwhile, brokerage income totaled Baht 1,563 million
. Financial advisory and underwriting fees totaled Baht 560 million 1 . Meanwhile, brokerage income totaled Baht 1,563 million, increasing slightly from Baht 1,545 million yoy. Total operating income amounted
50,000 Baht/month Chairman of the Business Advisory Committee 65,000 Baht/month Business Advisory Committee 60,000 Baht/month/person Chairman of the Audit Committee 65,000 Baht/month Audit Committee 60,000
: Rules, Conditions and Procedures for Undertaking Investment Advisory Business dated 1 February 2010; (26) The Notification of the Capital Market Supervisory Board No. Tor Thor. 6/2555 Re: Rules
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
acquisition is not considered an entry into the transaction with the Company’s connected person. Thus, it is not regarded as the connected transaction pursuant to Notification of the Capital Market Advisory