/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)  (5771) 31/01/2012 01/04/2012 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

-related services, transaction services caused by the exemption of transaction fees via digital channels, and fees from underwriting commitments. Gains on investments fell by Baht 502 million, while gains on

income which the company has received from providing service to a client, such as investment advisor service fee, securities underwriting fee, fund management fee, clients’ asset management fee and

means fee and service income which the company has received from providing service to a client, such as investment advisor service fee, securities underwriting fee, fund management fee, clients’ asset

, securities underwriting fee, fund management fee, clients’ asset management fee and securities borrowing and lending fee etc.. (Translation) -21- 1.3 Gain (loss) on Securities trading means gain or loss on

ประกันการจ าหน่ายอย่างแน่นอนทั้งจ านวน (Firm Underwriting) หรือไม่รับประกันการจ าหน่าย (Best Effort) - ให้ระบุวัตถุประสงค์ของการระดมทุนในคร้ังนี้ว่า จะน าไปใช้เพื่อวัตถุประสงค์ใด เช่น น าไปลงทุน ใน

Public Company Limited was a “broker No.5” of the Stock Exchange of Thailand. The company provides financial services as follows; - Securities brokerage business - Securities underwriting business

securities business in the category of securities brokerage, securities dealing or securities underwriting which is not limited to debt instrument or mutual fund management. Clause 25. A securities company

securities companies” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing or securities underwriting which is not limited to debt instrument or

business in the category of securities underwriting; “Executives” means directors, managers, divisional manager or upper including any person who have authority as such person; “Property management person