custody of customers’ assets. (b) Undertaking derivatives business in the category of derivatives fund manager providing services for general investors. (4) ten million baht for undertaking derivatives
Foreign Currency 17/01/2017 16/02/2017 2. Notification of the Office of the Securities and Exchange Commission Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to
.” The TCFD Recommendations assist companies worldwide in recognizing climate-related risks and opportunities and providing comprehensive climate-related financial information. They also allow companies
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which
SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to providing custodial service; (2) To require the digital asset
and undertaking of digital asset businesses without causing undue hindrance to stakeholders and those interested in providing digital asset-related services or compromising appropriate investor
business to support continual growth of mutual fund industry and thus serving as investment alternative in which investors are confident, providing quality service and helping development of the country. The
excessive investment risks, which may impact their savings for retirement. The revision will support provident funds in providing employee?s choice program and be in line with international standards
and Exchange Act B.E. 2535 (1992) shall apply mutatis mutandis to a derivative broker in respect of providing operational control and security for information technology . Clause 3. This Notification