series of bonds, the SEC has provided a bond information center on the SEC website www.sec.or.th to facilitate investor’s access to related information and instructed bondholder representatives to
must be made to the operations system, the accounting system, the database, and the internal control system. Training on accounting knowledge must be provided from the origin, in order to accommodate
Following tips and the SEC’s further inspection, it was found that {X1} has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the
maintain their status as a capital market auditor without immediate termination, provided that steps are taken by the auditor to make rectification to obtain the prescribed qualifications within the given
) the offer for sale is in accordance with a resolution passed at a shareholders meeting of the offeror, provided that the notice calling for the meeting shall provide sufficient information for
for Listed Companies” will be provided for all listed companies. In this regard, the working group approved the Faculty of Law, Chulalongkorn University, to prepare and design the structure of the
. Besides, investors were prone to searching for yields while securities companies and commercial banks acting as an intermediary for offering of such debt securities provided insufficient information for
Management Companies and asset management companies . The survey results therefore provided information revising relevant regulations to align with international standards, to suit the nature of business and
without intermediaries, including links for checking definitions under the law on digital asset business operation.The next topic is “Knowing Us.” Under this topic, a checklist is provided for investors
).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings