are as follows: 1.     The companies required to meet the same qualifications and the requirement of information disclosure as the issuers are the affiliates that act as the central companies. The

appraisers for transactions in capital market in the following manners:                   (1)  Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take

The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However

limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status, control and good work practices; (4) no financial troubles

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also

connection, all business operators are required to place high importance and clearly communicate the information contained in their advertisements. The advertisement must not contain false, exaggerating or

At present, any revisions or modifications to the TFF project are required to seek the resolution of unitholders*, which, in practice, may hinder such revisions or modifications in certain cases

supervision who still required case-by-case approvals. These business activities are services that Thai operators have long been capable of providing, such as securities buy‑sell back transactions.   Mr

additional investment to upgrade office building’s facilities. - Administration expenses increased due to additional headcount required for the succession plan. Extraordinary items included 15.2 million baht