qualified opinion on the consolidated financial statements for the year 2015 as well with regard to the same issues. The SEC therefore instructed AIE and AI to cooperate with their auditors by providing
, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate with the auditor in providing information and documents and submit the
ระหว่างขอหยุดประกอบธุรกิจเป็นการชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ List of business operators List of business operators currently providing services, excluding business operators who are in the
The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are
emphasis on security. Under the SEC’s regulations, DA business operators must take into account risks of fraud and cyber theft, and are prohibited from providing services related to digital assets through
aspects and age groups is attracting support and endorsement from all sectors. The SEC recognizes and commends businesses that value the importance and benefits of providing knowledge to the public on a
Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
) Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies
flexible for fundraisers, while providing adequate investor protection mechanisms. As for the three new trading orderliness measures, they will help control intraday price volatility and mitigate investor