investment scheme]. Clause 10. Securities company shall submit to the SEC Office information and certification obtained from person responsible for undertaking of foreign collective investment scheme under
, having obtained securities brokerage license [under the Securities and Exchange Act B.E. 2535 (1992)], which provides services [as an agent] for selling, repurchasing and redeeming units of foreign
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices
, necessities and benefits which would be obtained from the disposal of Land and Buildings while considering the approval of Land and Buildings. In this regard, the Board of Directors’ meeting no. 2/2019 held on
Transaction. Subject to the relevant approvals having been obtained and the satisfaction of the conditions precedent under the SPA, the Bank expects the completion of the Transaction to take place within 2020
operational procedures as well as rules and regulations in relation to listed companies and securities trading, some of which have already obtained approval from the SET Board of Governors, i.e., the revamp