normal investment methods, or guarantee principal return. Some lie that they are a legally licensed company or a member of a foreign business network, and thus are not required to obtain a license from the
., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain
business operator to clarify to investors with complete and correct information, or determine that any further advertisements or sales promotions proposed by the business operator will be required to obtain
services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business
satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various matters including inability to obtain certification from the company?s management regarding
information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information
ASEAN capital markets.? The foreign CRAs allowed to provide voluntary rating, though not required to obtain the investment advisory license, must meet the following criteria: -?operating credit rating
Managing Director-Finance and Accounting of POWER, to dishonestly violate his duties and act to obtain unlawful gains for himself and/or other persons by permitting the company to pay 45 million baht deposit
bondholders’ representatives to obtain comprehensive information before making a voting decision at the bondholders’ e-meeting. Remark: (1) Daol Securities (Thailand) Public Company Limited serves as the