_____________________________________________ hereby notify the Securities and Exchange Commission, Thailand of our intention to offer the Hong Kong Covered Fund to the public in Thailand. In this regard, I/we have completed the application
publicly in Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities and Exchange Commission, Thailand of
to change the criteria of mutual fund rating and the sign or other symbol used in rating mutual fund , the company shall notify the Office in writing prior to the change thereof; unless the Office
control and proper operation of the business. Division 3 Compulsory Conditions Clause 14 An intermediary shall notify the details on the scope of function outsourced to a service provider under Clause 10 to
the control and proper operation of the business. Division 3 Compulsory Conditions Clause 14 An intermediary shall notify the details on the scope of function outsourced to a service provider under
by the Notification of the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause
contact may violate or does not comply with the rules prescribed by the Notification of the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days
SEC Office to be an executive of the derivatives business operator in the new position or power; in addition, the derivatives business operator shall notify and submit a written documents specifying
Office to be an executive of the derivatives business operator in the new position or power; in addition, the derivatives business operator shall notify and submit a written documents specifying such