holding in listed company of every five percent, must file with the SEC every five percent report to disclose the changes in the group?s securities holding. 2. Revisions on the fund?s investment
decisions.BLISS must submit the special audit report to the SEC by February 16, 2011 and disclose the report via Electronic Listed Company Information Disclosure of the Stock Exchange of Thailand (ELCID). # # #
offered to the public but must be listed on the Stock Exchange of Thailand. For infrastructure trust with exceeding 30% of its investment in infrastructure project under construction, the unit trust will be
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
exchange must be qualified and recognized as prescribed by the SEC (established exchange). The last category includes foreign equity offering not fall within the said two categories. The proposed rules aim
obtaining amended information, can request for refund from the company. RICHY must also provide information to investors, if the company has to postpone the listing date on the Stock Exchange of Thailand.?
to make a comparison of home and Thai laws on shareholder protection, in materiality. In case where the comparison is not feasible, the companies must provide additional shareholder protection measures
Section 247 of the Securities and Exchange Act B.E. 2535 (1992), which specify that the tender offer price for all EIC shareholders must be at the same price or form.In this regard, the SEC notified Bee to
proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks
trading transactions of a client making orders in the trading room.Investment consultants must keep a full and complete record of all investment advice as well as clients? securities and/or derivatives