and effect on the company in cases where it will or will not acquire Aelous shares. IFA also notes that its opinion has been expressed upon a draft contract and thus changes in proposals and conditions
has agreed to explore efforts towards facilitating the movement of capital market professionals in consultation with industry players in the region. Editor?s notes:? The ACMF is a grouping of capital
(www.sec.or.th). ---------Notes:1. The ASEAN Capital Markets Forum (ACMF) was established under the auspices of the ASEAN Finance Ministers in 2004 to serve as a forum for the heads of securities regulators in
อ้างอิง (underlying) ของสัญญาซื้อขายล่วงหน้า(derivatives) และตราสารที่มีลักษณะของสัญญาซื้อขายล่วงหน้าแฝง (structured notes) 1.1) เพิ่ม
documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and
either in the form of documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
. Clause 19 A securities company shall keep records of the giving of advice and negotiation on securities investment with a client for at least one month from the date on which the giving of advice or